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NASAA Seeks to Loosen State Rules on Testimonials
2025-07-30 18:40 UTC by ThinkAdvisorMelanie Waddellhttps://feeds.feedblitz.com/-/906786017/0/thinkadvisor.jpgNews

Unlike the SEC's Marketing Rule, NASAA model rules explicitly prohibit testimonials, endorsements and third-party ratings.


 

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