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In Rare Move, SEC Overturns a FINRA Bar Over Test-Taking
2025-07-29 21:03 UTC by ThinkAdvisorMelanie Waddellhttps://feeds.feedblitz.com/-/907953728/0/thinkadvisor.jpgSEC/FINRA/Analysis

An SEC decision to reduce the rep's bar to a suspension is raising eyebrows.

      

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